University of Western Sydney
     

Excellence in Research Australia (ERA)

ERA 2010 Outcomes for UWS

The quality of UWS’s research has been highlighted by “at or above world standard” results in 29 disciplines in the Excellence in Research Australia (ERA) exercise.

In its key areas of research specialisation, UWS has received the highest ranking for research quality in the inaugural national quality assessment exercise.

era starera starera starera starera star Rated at 5 in the national rankings, being “characterised by evidence of outstanding performance well above world standard”,

era starera starera starera star Ranked above world standard (a rating of 4) are the UWS specialisations,
  • Civil Engineering - which forms the recently established Civionics Research Centre (established in 2009)
  • Performing Arts and Creative Writing and Literary Studies - both of these reflecting the University’s strength in music and literature as manifested in the research activity of the Writing and Society Research Group and the schools of Communication Arts and Humanities and Languages.
era starera starera star Areas that UWS is developing as fields of research activity were judged to be operating at world standard (a rating of 3), including:
  • Pure Mathematics
  • Physical Chemistry
  • Microbiology
  • Nursing
  • Urban and Regional Planning
  • Education Systems
  • Specialist Studies in Education
  • Human Geography
  • Other Studies in Human Society
  • Cognitive Sciences
  • Film, Television & Digital Media
  • Linguistics
  • Historical Studies

The ERA outcomes have confirmed the efficacy of UWS’s strategy of investing in areas of strength and emerging strength, particularly through its Research Investment Strategy, initiated in 2006 by the Vice Chancellor and the Board of Trustees with a commitment to invest $50million over 10 years to boost overall research activity and quality.

UWS ERA Outcomes

The full list of results for UWS (opens in a new window) is available from the ARC website.

ERA 2010 National Report

The full ERA 2010 National Report (opens in a new window) is available from the ARC website.

Rating Scale

Each 2 and 4-digit FoR code (where the minimum threshold was met) received a score out of five. The scores for the 2-digit codes were not simply an average of the 4-digit scores, they were evaluated separately.

Rating
Descriptor

5

The Unit of Evaluation profile is characterised by evidence of outstanding performance well above world standard presented by the suite of indicators used for evaluation.

4

The Unit of Evaluation profile is characterised by evidence of performance above world standard presented by the suite of indicators used for evaluation.

3

The Unit of Evaluation profile is characterised by evidence of average performance at world standard presented by the suite of indicators used for evaluation.

2

The Unit of Evaluation profile is characterised by evidence of performance below world standard presented by the suite of indicators used for evaluation.

1

The Unit of Evaluation profile is characterised by evidence of performance well below world standard presented by the suite of indicators used for evaluation.

NA

Not assessed due to low volume. The number of research outputs does not meet the volume threshold standard for evaluation in ERA.

In order to achieve a rating at a particular point on the scale, the majority of the output from a unit of evaluation will normally be expected to meet the standard for that rating point. The term 'world standard' used throughout the scale refers to a quality standard. It does not refer to the nature or geographical scope of particular disciplines, or to the locus of research nor its place of dissemination.

ERA News

The ARC has announced the Chairs of the Research Evaluation Commitees for Excellence in Research for Australia 2012.

Physical, Chemical and Earth Sciences
Professor Robert Vincent
University of Adelaide
Humanities and Creative Arts
Professor Joy Damousi
University of Melbourne
Engineering and Environmental Sciences
Professor Rose Amal
University of New South Wales
Education and Human Society
Professor Mark Western
University of Queensland
Economics and Commerce
Professor Kim Langfield-Smith
Monash University
Mathematics, Information and Computing Sciences
Professor Mary-Anne Williams
University of Technology Sydney
Biological and Biotechnological Sciences
Professor Jeffrey Schwartz
Griffith University
Medical and Health Sciences
Professor Hugh Barrett
University of Western Australia

Biographies of each are available from the ARC.

ERA 2012

Submission data for ERA will be collected for the following reference periods:

Data Type
Reference Period
Years
Research Outputs
1 January 2005 - 31 December 2010
6
Research Income
1 January 2008 - 31 December 2010
3
Applied Measures
1 January 2008 - 31 December 2010
3
Esteem Measures
1 January 2008 - 31 December 2010
3

Researcher eligibility is based on a single staff census date, which is 31 March 2011.

Data collation is well underway for the University’s ERA 2 submission.  All eligible staff who have joined the University since 31 March 2009 have been invited to provide full details of their publications to the Office of Research Services.  If you have yet to provide your CV or publications via the lodgement portal, please do so urgently via the portal or by emailing your CV to the Data Officer.

The Minister for Innovation, Industry, Science and Research announced on November 25th 2010 that the second cycle of ERA would be run in 2012.

The ERA census date is 31st March 2011 and the closing window for publications was 31st December 2010. Reference periods for indicators are as follows:

  • Income, applied measures and esteem - 1 January 2008 - 31 December 2010 – 3 years
  • Research outputs 1 January 2005 - 31 December 2010 – 6 years

Following a review of the Ranked Outlet Lists (ie. journal and conference rankings) with the sector, the Minister announced key changes to the ERA methodology - 30 May, 2011 – including:

  • The refinement of the journal quality indicator to remove the prescriptive A*, A, B and C ranks;
  • The introduction of a journal quality profile, showing the frequency of publication in a journal, i.e., which journals did the unit of evaluation publish most in over the reference period;
  • Increased capacity to accommodate multi-disciplinary research to allow articles with significant content from a given discipline to be assigned to that discipline, regardless of where it is published (this method was successfully trialled in ERA 2010 within Mathematical Sciences);
  • Alignment across the board of the low volume threshold to 50 outputs (bringing peer-reviewed disciplines in line with citation disciplines, up from 30 outputs);
  • The relaxation of rules on the attribution of patents, plant breeders’ rights and registered design, to allow those granted to eligible researchers to also be submitted;
  • The modification of fractional staff eligibility requirements to 0.4 FTE (up from 0.1 FTE), while maintaining the right to submit for staff below this threshold where affiliation is shown, through use of a by- line, for instance).

The ARC is continuing to investigate strategies to strengthen the peer review process, including improved methods of sampling and review assignment.

ERA Background

In February 2008, the Hon. Senator Kim Carr, Minister for Innovation, Industry, Science and Research, announced the Excellence in Research Australia (ERA) initiative. The Australian Research Council (ARC) has assumed responsibility for ERA in consultation with the National Health and Medical Research Council (NHMRC). The ERA initiative is aimed at evaluating excellence in all areas of research, including pure and applied as well as industry collaborations, within the Australian higher education sector. It will seek to assess research quality using a combination of indicators and expert review by committees comprising experienced, internationally-recognised experts.

ERA will report by institution and by discipline those areas that are internationally competitive, together with emerging areas where there are opportunities for development and further investment.

ERA will use the new Australian and New Zealand Standard Research Classification (ANZSRC) – Fields of Research (replacing RFCDs) as the primary tool for defining disciplines.  Further information on the ANZSRC may be obtained at the Australian Bureau of Statistics webpage (opens in a new window).

UWS has participated in all aspects of the development of the ERA, including a pilot evaluation of the IT systems. In July draft ERA journal rankings were released and UWS provided feedback and recommended changes to 354 journals.

Quality will be determined by a combination of metrics and expert review by 8 discipline based expert panels.

More information is available from the Australian Research Council webpage (opens in a new window).

ERA 2010

The Vice Chancellor certified the final ERA submission on June 31st following its upload to the ARC’s data system (SEER) by the Office of Research Services. All items for ERA review were available to reviewers via an ERA-only access version of the UWS Research Repository.

Since the announcement of ERA by the Labor government and the demise of the previous government’s Research Quality Framework in February 2008, the Office of Research Services has ensured that UWS has participated in all aspects of the sector’s development of ERA 2010 including:

  • Multiple consultations by the Department of Innovation, Industry, Science and Research and the ARC on the indicators and the guidelines.
  • A pilot evaluation of the IT systems.
  • The 2009 ERA Trial of two clusters.
  • July 2009, ORS facilitated feedback and recommendations for changes to 354 journals.
  • The UWS Library was funded for staff to work on the population of the Institutional Repository.

Data Readiness

The Office of Research Services (ORS) and the University Library cleaned and prepared 7,500 publication data items, 1000 income items, and 100 IP and patent items for uploading. ORS established a Researcher Portal, enabling authors to check that the University holds all their eligible publications. Publications not held by the Office of Research Services, in particular those of new UWS staff, were sourced and entered into the integrated research management database.

Research Services conducted briefings for researchers across each of the eight ERA clusters. Input from researchers was sought around data which is not normally collected by the Office of Research Services for HERDC and which were not part of the ERA Trial in 2009, in particular, a highly constrained set of esteem measures which was added to the mix of indicators for review.

Fields of Research are being used for ERA analysis of staffing and publications. Initial preparations included the Office of Research Services translating existing RFCDs to ANZSRC Fields of Research and Socio-Economic codes for all grants and publications held at UWS. Each eligible staff member must be reported via a 4 digit Field of Research in addition to the FoRs assigned by the ARC to Journals and reported previously for all grants. Some categories of publications – book chapters and research books – may not have previously assigned FoRs, therefore, ORS worked with researchers to ensure appropriate FoRs are assigned and apportioned across FoRs where this is appropriate. FoRs were assigned to all publications not held by ORS as part of previous HERDC data.

In some ERA clusters, institutions are able to nominate 20 per cent of publications for peer review by the assessment panel. Research Services worked with FoR academic leaders to identify the suitable outputs.

The Office of Research Services worked tirelessly with the University Library to ensure that all publication outputs are available for audit and review by the assessors. ORS provided over 3000 items to Scopus – the publication index service being used by the ARC for ERA 2010 - for ID tagging and worked closely with the company to ensure all eligible items are tagged and available. As Scopus was unable to provide a large number of its ID numbers, ORS manually sourced those and tagged the data to ensure all items are valid.  Each grant item had to be tagged to an ARC code not previously used and had several lines of data created to meet the ARC’s system requirements.

ERA Journal Rankings

The ARC has refined the journal indicator for ERA 2012 – details of which have been provided by the ARC (opens in a new window). Profiles of A*, A, B and C ranks will not be used. A conference list will not be used for ERA 2012.

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